Implementation of the EU General Data Protection Regulation (GDPR)


1 About the EGA

The European Genome-phenome Archive (EGA) is a resource for permanent secure archiving and sharing of all types of potentially identifiable genetic and phenotypic data resulting from biomedical research projects. Its aim is to provide access to data, to foster data re-use, to enable reproducibility, and to speed up biomedical and translational research in line with the 'FAIR' (Findable, Accessible, Interoperable, and Reusable) principles. Access to EGA data must be approved by a Data Access Committee (DAC) and data must be appropriately consented for sharing. The EGA was formally launched in 2008 at the European Bioinformatics Institute (EMBL-EBI), an outstation of the European Molecular Biology Laboratory (EMBL), to address an identified need for archiving and sharing the results of genome-wide association studies from the Wellcome Trust Case Control Consortium. In late 2012, with the signing of a memorandum of understanding (and subsequent formal agreement in 2016) between EMBL-EBI and the Centre for Genomic Regulation (CRG), the EGA formally became a joint project of the two institutes. The two institutes work together to support the EGA services, including supporting submissions, web site, strategic leadership, and data infrastructure developments.


2 EMBL-EBI & GDPR

The EGA is co-managed by EMBL-EBI and CRG. EMBL-EBI is an international treaty organization that has certain privileges and immunities (e.g. exemptions from the application of national law) and also may self-regulate its activities (e.g. establish its own institutional legal framework) within the framework of its founding act of 1973. The General Data Protection Regulation (GDPR) is a European Union (EU) regulation that legislates how organizations can share and process personal data of EU citizens. EMBL places great value in maintaining collaboration with researchers who are subject to GDPR. For that reason, it is of utmost importance for EMBL to handle data received from those collaborators in a secure and responsible manner. Mindful of its public mandate and the sensitivity of the data it handles, EMBL has always ensured a high level of data protection in its activities. Since the introduction of GDPR in May 2018, EMBL has established an internal policy on General Data Protection (IP68) which is within its mandate as a self-regulating international treaty organization, and which EMBL deems is ‘adequate’ in the sense of GDPR. The CRG operates within the EU and so fully complies with the GDPR.


3 EGA & GDPR

EGA GDPR Schema


3.1 Genetic and phenotypic data

Within GDPR, there are two main actors: data controllers and data processors. Data controllers are persons or entities which determine the purposes and means that the personal data may be processed, e.g. companies, researchers, or universities. For EGA, the data controller is ultimately the data producer and the submitter(s) who submit the data to EGA. The data controller also creates a Data Access Committee (DAC) who will decide on data access permissions at EGA. Data processors are the persons or entities which process the data on behalf of a data controller. With regard to GDPR, EGA is a data processor as it processes data as instructed by the data controller. GDPR applies to any organization which accesses personal data from an individual within the EU. Under GDPR, personal data is defined as any data that is identifiable, including names and email addresses as well as health-related and genetic data. EGA does not accept personally identifiable data except genetic and phenotypic data, so all other data submitted to EGA, such as names and addresses, must be pseudonymized. GDPR requires that data controllers implement data protection principles, such as data minimization, to minimize the risk of data leakage, and protect the rights of the data subjects. As a data processor, EGA has a set of security policies that are followed to minimize the risk of unauthorized data access or data loss.

In its role as a data processor, EGA requires all submitters to sign a Data Processing Agreement (DPA) when the submission account is first created. This agreement is only required to be signed once per submitter, and will remain valid for future submissions to EGA. A copy of the EGA DPA can be found on this page.


3.2 Other personal data

The EGA also collects personal data as part of our interactions with submitters, data access committees, and researchers accessing data distributed by EGA.

The below privacy notices explain what personal data is collected by the specific service you are requesting, for what purposes, how it is processed, and how we keep it secure.


Privacy Notices for EGA


  Title   Version   Last Updated
EGA Data Access Committee Account
Privacy Notice for EGA Data Access Committee Account 1.0 February 6, 2019
EGA User Account
Privacy Notice for EGA User Account 1.0 February 6, 2019
EGA Helpdesk Service
Privacy Notice for EGA Helpdesk Service 1.0 February 6, 2019
EGA Website Service
Privacy Notice for EGA Website Service 1.0 February 6, 2019


Documentation


  Title   Version   Description
EGA Security Overview
Security Document 1.0 The EGA Security Document provides an overview of EGA’s practices in ensuring the security of data stored at EGA.
EGA Data Processing Agreement
Data Processing Agreement 1.3 The Data Processing Agreement should be completed and returned as part of the submission process. Please note that this document is non-negotiable.
Authorised Submitters
Authorised Submitters Formulary 1.0 The Authorised Submitters Form should be completed and returned as part of the submission process. Please list all those that should have access to the submission account in order to submit to the EGA should be detailed here.
EGA GDPR Document
EGA GDPR Document 1.0 The EGA GDPR Document